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STOCK EXCHANGE REGULATION

HEARING

BEFORE

THE COMMITTEE ON
INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

SEVENTY-THIRD CONGRESS

SECOND SESSION

1

07:

H.R. 7852
TO PROVIDE FOR TIL

TRATION OF NATIONAL
SECURITIES EXCHANG RATING IN INTERSTATE
AND FOREIGN COMM'.?. :D THROUGH THE MAILS
AND TO PREVENT NEQIBLE AND UNFAIR PRAC-

TICES ON SUCH HANGES, AND

FOR OT 1 R PURPOSES

H.R. 8720
TO PROVIDE FOR THE REGULATION OF NATIONAL
SECURITIES EXCHANGES AND OF OVER-COUNTER
MARKETS OPERATING IN INTERSTATE AND FOREIGN
COMMERCE OR THROUGH THE MAILS, AND TO PRE-
VENT INEQUITABLE AND UNFAIR PRACTICES

THEREON, AND FOR OTHER PULPO

FEBRUARY 14 TO MARCH 24, 1934

Printed for the use of the
Committee on Interstate and Foreign Commerce

UNITED STATES
GOVERNMENT PRINTING OFFICE

WASHINGTON : 1934

46381

HEARING

BEFORE

THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

SEVENTY-THIRD CONGRESS

SECOND SESSION

ON

H.R. 7852 TO PROVIDE FOR THE REGISTRATION OF NATIONAL SECURITIES EXCHANGES OPERATING IN INTERSTATE AND FOREIGN COMMERCE AND THROUGH THE MAILS AND TO PREVENT INEQUITABLE AND UNFAIR PRAC

TICES ON SUCH EXCHANGES, AND

FOR OTHER PURPOSES

H.R. 8720

TO PROVIDE FOR THE REGULATION OF NATIONAL SECURITIES EXCHANGES AND OF OVER-COUNTER MARKETSJOPERATING IN INTERSTATE AND FOREIGN COMMERCE OR THROUGH THE MAILS, AND TO PREVENT INEQUITABLE AND UNFAIR PRACTICES

THEREON, AND FOR OTHER PURPOSES

FEBRUARY 14 TO MARCH 24, 1934

Printed for the use of the
Committee on Interstate and Foreign Commerce

UNITED STATES
GOVERNMENT PRINTING OFFICE

WASHINGTON: 1934

45381

[graphic]

HEARING

BEFORE

THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

SEVENTY-THIRD CONGRESS

SECOND SESSION

ON

H.R. 7852 TO PROVIDE FOR THE REGISTRATION OF NATIONAL SECURITIES EXCHANGES OPERATING IN INTERSTATE AND FOREIGN COMMERCE AND THROUGH THE MAILS AND TO PREVENT INEQUITABLE AND UNFAIR PRAC

TICES ON SUCH EXCHANGES, AND

FOR OTHER PURPOSES

H.R. 8720 TO PROVIDE FOR THE REGULATION OF NATIONAL SECURITIES EXCHANGES AND OF OVER-COUNTER MARKETSJOPERATING IN INTERSTATE AND FOREIGN COMMERCE OR THROUGH THE MAILS, AND TO PREVENT INEQUITABLE AND UNFAIR PRACTICES

THEREON, AND FOR OTHER PURPOSES

FEBRUARY 14 TO MARCH 24, 1934

Printed for the use of the
Committee on Interstate and Foreign Commerce

UNITED STATES
GOVERNMENT PRINTING OFFICE

WASHINGTON: 1934

45381

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