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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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United States Reports: Cases Adjudged in the Supreme Court at ... and ..., 445권

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, 3 Section 32 (a) of the 1934 Act sanctions criminal penalties against any person...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933
...upon which it is based. BEGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...the sale of any security registered on a national securitiesexchange, which at the time of such sale was not owned by such person or his principal except...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934
...upon which it is based. REGULATION OF THE TJBK OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of I he mails or of any facility of any national securities exchange' — (a)...
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Stock Exchange Regulation: Hearing[s] Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 페이지
...cause of action accrued. REGULATION OF THE USE OF MANIPULATIVE DEVICES SEO. 9. It shall be unlawful for any person, directly or indirectly, by use of...any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance with...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1458 페이지
...10 (b) and 23 (a) thereof, hereby adopts the following rules: use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • (1) Pay or offer or agree to pay, directly or indirectly, to any person...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Decisions and Reports, 36권

United States. Securities and Exchange Commission - 1956
...shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • * • • • "(b) To use or employ. In connection with the purchase or...
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Decisions and Reports, 30권

United States. Securities and Exchange Commission - 1956
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1994
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities m- 5 \ ͪ \ذr % X s ڮqQVO `JM i7 b : W - 3A Tݝ Hn C% a national securities exchange, directly or indirectly by or through a registered broker or dealer...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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