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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Decisions and Reports, 11권

United States. Securities and Exchange Commission - 1945
...In excess of the usual and customary distributors' or sellers' commission. As used In this paragraph the term "issuer" shall include. In addition to an...direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934
...deems it necessary or desirable, of consolidated balance sheets or income accounts of any ]>ers<>ri directly or indirectly controlling or controlled by...direct or indirect common control -with the issuer. Mr. CORCORAN. But that again conies down to uniform accounting methods, which we have just discussed,...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933
...it necessary or 'i'-'irable. of consolidated balance sheets or income accounts of any person iro-tly or indirectly controlling or controlled by the issuer, or any person under ii'it or indirect common control with the issuer; but insofar as they relate t» any common carrier...
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Stock Exchange Regulation: Hearing[s] Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 941 페이지
...quoting from the bill— it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1938
...the term "issuer" shall include, in addition to an "issuer" within the meaning of section 3 (a) (8), any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. As used in this rule, the term "issue" shall include, in addition to an issue of securities issued...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Decisions and Reports

United States. Securities and Exchange Commission - 1955
...view to ... the distribution of any security" and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to an...indirectly controlling or controlled by the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons controlling...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956
...connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to an...issuer, any person directly or indirectly controlling . . . the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons...
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Decisions and Reports, 3권

United States. Securities and Exchange Commission - 1940
...In excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or in-iirectly controlling or controlled 6v the issuer, or any person untfw direct or indirect common...
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Wisconsin Session Laws

Wisconsin - 1939
...for the purpose of violating or evading any provision of this chapter. As used in this subsection, the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. funding issue until such first lien is established, and the total amount of such securities does not...
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