...not an Investment company; (B) any lawyer, accountant, engineer, or teacher whose performance of such services is solely incidental to the practice of his...such services is solely Incidental to the conduct of bis business as a broker or dealer and who receives no special compensation therefor; (D) the publisher...

...not an investment company; (B) any lawyer, accountant, engineer, or teacher whose performance of such services is solely incidental to the practice of his profession; (C) any broker whose performance of such services is solely incidental to the conduct of his brokerage business and...

...(B) any lawyer, accountant. §80b-2 Page 1795 §80b-2 engineer, or teacher whose performance of such services is solely incidental to the practice of his...special compensation therefor; (D) the publisher of any buna flde newspaper, news magazine or business or financial publication of general and regular circulation;...

...solely incidental to the practice of his profession; (31 any lloor broker or futures commission merchant whose performance of such services is solely incidental to the conduct of his business as floor broker or futures commission merchant and who receives no special compensation therefor: (4)...

...business, issues or promulgates analyses or reports concerning securities; but does not include * * * any broker or dealer whose performance of such services...and who receives no special compensation therefor; * * *" Registrant.—The term "registrant" means the broker or dealer for the registration of whom...

...not an investment company; (B) any lawyer, accountant, engineer, or teacher whose performance of such services is solely incidental to the practice of his profession; (C) any broker or denier whose performance of such services is solely incidental to the conduct of his business as a...

...solely incidental to the practice of his profession ; (3) a brokerdealer whose performance of these services is solely incidental to the conduct of his business as a broker-dealer and who receives no special compensation for them; (4) a publisher of any bona fide newspaper,...

...solely incidental to the practice of his profession; (3) a brokerdealer whose performance of these services is solely incidental to the conduct of his business as a broker-dealer and who receives no special compensation for them; (4) a publisher of any bona fide newspaper,...

...promulgates analyses or reports concerning securities," but ezcepts specified categories such as banks, "any broker or dealer whose performance of such services...conduct of his business as a broker or dealer and who receive no special compensation therefor," and "the publisher of any bonn fide newspaper, news magazine...

...advisability of investing in, purchasing, or selling securities . . . ; but does not include . . . (C) any broker or dealer whose performance of such...and who receives no special compensation therefor . . ." I shall assume for the purposes of this letter that, in every situation outlined above, the...