Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to April 8, 1933, 22-23±Ç1933 - 349ÆäÀÌÁö |
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3 ÆäÀÌÁö
... filed for each subsequent issue of securities , unless otherwise exempted by this Act , not covered by the original ... filed with the statement a certified copy of its articles of incorporation with all amendments and of its existing ...
... filed for each subsequent issue of securities , unless otherwise exempted by this Act , not covered by the original ... filed with the statement a certified copy of its articles of incorporation with all amendments and of its existing ...
4 ÆäÀÌÁö
... filing of the statement specified in subsections ( a ) and ( b ) of this section and the payment of the fee hereinafter provided shall constitute formal registration of the security concerned . ( d ) At the time of filing the said ...
... filing of the statement specified in subsections ( a ) and ( b ) of this section and the payment of the fee hereinafter provided shall constitute formal registration of the security concerned . ( d ) At the time of filing the said ...
5 ÆäÀÌÁö
... filing in the court , within thirty days after the entry of such order , a written petition praying that the order of ... filed with the Com- mission together with a reference to the original registration of the securities so offered . A ...
... filing in the court , within thirty days after the entry of such order , a written petition praying that the order of ... filed with the Com- mission together with a reference to the original registration of the securities so offered . A ...
6 ÆäÀÌÁö
... filed with respect to such securities as herein provided , shall be void . The rights and remedies herein provided for shall be in addition to any and all other rights and remedies that may exist at law or in equity . SEC . 10. That it ...
... filed with respect to such securities as herein provided , shall be void . The rights and remedies herein provided for shall be in addition to any and all other rights and remedies that may exist at law or in equity . SEC . 10. That it ...
8 ÆäÀÌÁö
... filed as hereinbefore provided shall be made , and to require such further data or information as it may deem proper in the public interest to be included in the said statements . Such rules and regulations shall be effective upon ...
... filed as hereinbefore provided shall be made , and to require such further data or information as it may deem proper in the public interest to be included in the said statements . Such rules and regulations shall be effective upon ...
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
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8 ÆäÀÌÁö - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
92 ÆäÀÌÁö - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
322 ÆäÀÌÁö - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 ÆäÀÌÁö - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
339 ÆäÀÌÁö - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
338 ÆäÀÌÁö - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
114 ÆäÀÌÁö - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
46 ÆäÀÌÁö - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 ÆäÀÌÁö - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
132 ÆäÀÌÁö - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.