Securities Act ,hearings Before ...,73-1, on S. 875 ...,March 31 to April 8, 1933, 22-23권 |
도서 본문에서
100개의 결과 중 1 - 5개
2 페이지
... Statement " , hereinafter called " Statement " , shall mean the statement required upon application for registration by section 5 of this Act , together with all documents and other information required therein . SEC . 3. That , until ...
... Statement " , hereinafter called " Statement " , shall mean the statement required upon application for registration by section 5 of this Act , together with all documents and other information required therein . SEC . 3. That , until ...
3 페이지
... statements . The aforesaid statement shall be verified by oath in such manner and form as the Commission may prescribe . SEC . 5. ( a ) That the said statement , when relating to a security other than a security issued by a foreign ...
... statements . The aforesaid statement shall be verified by oath in such manner and form as the Commission may prescribe . SEC . 5. ( a ) That the said statement , when relating to a security other than a security issued by a foreign ...
4 페이지
... statement , as hereinbefore prescribed in subsections ( a ) and ( b ) of this section , the applicant shall pay to ... statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission ...
... statement , as hereinbefore prescribed in subsections ( a ) and ( b ) of this section , the applicant shall pay to ... statement , or both , to be certified to by a public accountant , approved by the Commission . Whenever the Commission ...
5 페이지
... statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington ...
... statement showing- ( 1 ) The issuer's assets and liabilities . ( 2 ) Profits and loss during year just preceding the offering . ( f ) A statement to the effect that additional information may be secured from the Commission at Washington ...
6 페이지
... statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to ...
... statement . In case any such statement shall be false in any material respect , any persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to ...
자주 나오는 단어 및 구문
advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
인기 인용구
8 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
92 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
322 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
339 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
338 페이지 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
114 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
46 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
132 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.