Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
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16 페이지
... suggest the controller or principal accounting officer " ? 66 This section provides that registration shall be filed with the Com- mission . And it provides that the registration statement shall be signed by the issuer or issuers , its ...
... suggest the controller or principal accounting officer " ? 66 This section provides that registration shall be filed with the Com- mission . And it provides that the registration statement shall be signed by the issuer or issuers , its ...
17 페이지
... of accountants , I am advised . Would the committee like to have him come down to elaborate on this statement ? Senator WAGNER . I move that he come down . Senator MCADOO . I suggest that he be heard . SECURITIES ACT 17.
... of accountants , I am advised . Would the committee like to have him come down to elaborate on this statement ? Senator WAGNER . I move that he come down . Senator MCADOO . I suggest that he be heard . SECURITIES ACT 17.
18 페이지
... suggest that he be heard . The CHAIRMAN . Without objection we will ask him to come here tomorrow . Senator WAGNER . I think that would be all right . The CHAIRMAN . Mr. Henry Woodhouse desires to make a state- ment . He will please ...
... suggest that he be heard . The CHAIRMAN . Without objection we will ask him to come here tomorrow . Senator WAGNER . I think that would be all right . The CHAIRMAN . Mr. Henry Woodhouse desires to make a state- ment . He will please ...
20 페이지
... bill , I think . Mr. WOODHOUSE . Another suggestion as to how the bill might be strengthened is , by providing that all dealers in foreign securities in the United States , and all American firms conducting 20 SECURITIES ACT.
... bill , I think . Mr. WOODHOUSE . Another suggestion as to how the bill might be strengthened is , by providing that all dealers in foreign securities in the United States , and all American firms conducting 20 SECURITIES ACT.
25 페이지
... we need under the same bill . Senator GORE . We will not get anywhere if we do not get them . The CHAIRMAN . What is , precisely , the second amendment that you suggest ? Mr. WOODHOUSE . That the private banks , or all SECURITIES ACT 25.
... we need under the same bill . Senator GORE . We will not get anywhere if we do not get them . The CHAIRMAN . What is , precisely , the second amendment that you suggest ? Mr. WOODHOUSE . That the private banks , or all SECURITIES ACT 25.
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advertising amendment amount application Attorney authority banks bill blue sky laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY holders HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability loan associations MACLEAN ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute subdivision suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange