 | Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy - 2023 - 960 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . [t]o use or employ, in connection with the purchase or sale of any security... | |
 | Calvin J. Larson, Gerald R. Garrett - 1996 - 424 페이지
...public interest or for the protection of investors. Further, rule 10b-5 states that it shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange, (a) to employ any device, scheme, or artifice to defraud, (b) to make any untrue statement of a material fact... | |
 | New York University. School of Law - 1996 - 738 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange ... (b) To use or employ, in connection with the purchase or sale of any security... | |
 | United States - 1997 - 776 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | David P. McCaffrey, David W. Hart - 1998 - 220 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | Gerry Ferguson - 1998 - 624 페이지
...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of any mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | Alexandra Reed Lajoux - 2000 - 504 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange: (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | David C. Brody, James R. Acker, Wayne A. Logan - 2001 - 674 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, [or] . . . (c) To engage in any act, practice, or... | |
 | Peter Grabosky, Russell G. Smith, Gillian Dempsey - 2001 - 254 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange ... (b) To use or employ, in connection with the purchase or sale of any security... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
