 | 2001 - 1104 페이지
...through 12 and 21 through 25 above, directly or indirectly, by the use of the means or instruments of interstate commerce or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of securities, as described herein, fraudulently,... | |
 | Thomas J. St. Ville - 2002 - 96 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange * * * * (b) To use or employ, in connection with the purchase or sale of any security... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — "(b) To use or employ, in connection with the purchase or sale of any security... | |
 | Thomas Lösler - 2003 - 368 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. to employ any device, scheme, or artifice to defraud, b. to make any untrue statement of a material fact... | |
 | United States - 2003 - 962 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — (a)(1) To effect a short sale, or to use or employ any stoploss order in connection... | |
 | Erhan Seyfi Moroğlu - 2003 - 372 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange (b) To use or employ, in connection with the purchase or sale of any security registered... | |
 | Michael Keenan, Lawrence J. White - 2003 - 372 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange (b) To use or employ, in connection with the purchase or sale of any security registered... | |
 | Mark J. P. Anson - 2003 - 512 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange: (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue... | |
 | Andrew J. Sherman - 2004 - 454 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange to: (a) employ any device, scheme, or artifice to defraud; (b) make any untrue... | |
 | Douglas L. Hammer - 2005 - 398 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) to use or employ, in connection with the purchase or sale of any security... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
