 | 1967 - 1182 페이지
...unlawful for any broker or dealer, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to use or employ, in connection with the purchase or sale of any security otherwise... | |
 | United States. Supreme Court - 1969 - 1136 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud, "(b) To make any untrue statement of a material... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1969 - 570 페이지
...issuer, any class of whose securities are publicly traded by the use of any means or instrumentality oí interstate commerce, or of the mails, or of any facility of any national securities exchange, to fail to provide personnel and facilities which are reasonably designed to effectuate... | |
 | Ernst von Caemmerer, Soia Mentschikoff, Konrad Zweigert - 1969 - 658 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, 1. to employ any device, scheme, or artifice to defraud, 2. to make any untrue... | |
 | Practising Law Institute, United States. Economic Development Administration - 1971 - 302 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — "(A) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 페이지
...account through a broker or otherwise, shall knowingly make use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly... | |
 | United States. Congress. Senate. Judiciary - 1970 - 528 페이지
...shall be unlawful for any person, directly or indirectly by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange * * * "(b) To use or employ, in connection with the purchase or sale of any security... | |
| |
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
