 | United States. Congress. Senate. Committee on Banking and Currency - 1970 - 1242 페이지
...account through a broker or otherwise, shall knoiringJ-n make use (if any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly... | |
 | United States - 1987 - 556 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2023 - 1436 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud. "(b) To make any untrue statement of a material... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 페이지
...buy or sell any equity security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES commerce or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 페이지
...use of any means or instrumentality of interstate 75 SECURITIES EXCHANGE ACT OF 1934 Sec. 11 commerce or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | Gary M. Lawrence - 2023 - 1506 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue... | |
 | Richard D. Atkins - 1995 - 478 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | Reinhold Trinkner - 1995 - 832 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
| |
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
