 | New York (State). Legislature. Assembly - 1925 - 796 페이지
...by the owner thereof, or by his representative, for the owner's account, such sale or offer of sale not being made in the course of repeated and successive transactions of a like character by such owner, or for his account by su-ch representative, and such owner or representative not being the. issuer... | |
 | Québec (Province) - 1925 - 1160 페이지
...sale of any security by the owner thereof or his representative, for the owner's account, such sale not being made in the course of repeated and successive transactions of a like character by such owner or on his account by such representative, and such owner or representative not being the underwriter... | |
 | New York (State) - 1925 - 1586 페이지
...by the owner thereof, or by his representative, for the owner's account, such sale or offer of sale not being made in the course of repeated and successive transactions of a like character by such owner, or for his account by such representative, and such owner or representative not being the issuer or... | |
 | North Carolina - 1925
...any scheme or enterprise within the purview of this act, and when such sale or offer for sale is not made in the course of repeated and successive transactions of a like character by such owner or on his account by the representative of such owner, and neither such owner nor his representative... | |
 | Washington (State) - 1925 - 1290 페이지
...underwriter is also excepted from the definition of broker, but this exception is defeated if such sale is made in the course of repeated and successive transactions of a like and similar character. From your letter, we gather that the John Doe Company is not merely engaging... | |
 | Alabama - 1927 - 1030 페이지
...scheme or enterprise within the purview of this article, and when such sale or offer for sale is not made in the course of repeated and successive transactions of a like character by such owner or on his account by the representative of such owner and neither such owner nor his representative... | |
 | 1931 - 282 페이지
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale,...successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter... | |
 | United States. Congress. Senate. District of Columbia - 1931 - 118 페이지
...is sold, offered for sale, subscription, or delivery by the owner thereof, or by his representative for the owner's account, such sale or offer for sale, subscription, or delivery not being made in the couse of repeated and successive transactions of a like character by such owner, or on his account... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 페이지
...is what the bill means Mr. THOMPSON (interposing). Let me read this section to you again. It says: Isolated transactions in which any security is sold,...representative not being the underwriter of such security. Mr. HUDDLESTON. That is an exemption. Within the narrow limits of that exemption, is all that is found... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 페이지
...sale, subscription, or delivery by the owner or owners thereof, or by his or their representative, for the owner's account, such sale or offer for sale, subscription, or delivery not being made in connection with an offering or distribution of such security to the public. "(d) The distribution by... | |
| |
... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security. 
