 | United States. Securities and Exchange Commission - 1950 - 856 페이지
...the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, to use or employ, In connection with the purchase or sale of any security otherwise... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 페이지
...protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | United States. Securities and Exchange Commission - 1953 - 824 페이지
...are manipulative, deceptive, or otherwise fraudulent. Rule X-10B-5 provides : It shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or... | |
 | United States. Securities and Exchange Commission - 1955 - 920 페이지
...Interest or for the protection of Investors." Bule X-103-5 provides as follows: "It shall be unlawful for any person, directly or indirectly, by the use of any means or Instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 페이지
...Congress-, man Wolverton? The CHAIRMAN. Yes. You may do so. (The section referred to is as follows:) SEC. 10. It shall be unlawful for any person, directly...or of the mails, or of any facility of any national securities exchange — ******* (b) To use or employ, in connection with the purchase or sale of any... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 페이지
...by Congressman Wolverton? The CHAIRMAN. Yes. You may do so. (The section referred to is as follows:) SEC. 10. It shall be unlawful for any person, directly...or of the mails, or of any facility of any national securities exchange — ******* (b) To use or employ, in connection with the purchase or sale of any... | |
 | United States. Department of Justice - 1976 - 832 페이지
...involved. Under section 10(b) of the Securities Exchange Act of 1934, 15 USC 78j(b): It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange ... to use or employ, in connection with the purchase or sale of any security registered... | |
 | 1988 - 806 페이지
...Feb. 28, 1985] § 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | 1999 - 944 페이지
...§240.10b-4 [Reserved] §240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | 1990 - 814 페이지
...§ 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful for any persoa directly or indirectly, by the use of any means or...facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
| |
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... 
