 Such term also means any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities whereby all securities of a particular class or series of any issuer deposited...  Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1897 페이지저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974전체보기 - 도서 정보
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 페이지
...other person as may be permitted by the Commission, pursuant to which system all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of such securities. Rules, regulations, and... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 페이지
...any person, such as a securities depository, who (i) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or (ii) otherwise permits or... | |
 | United States - 1987 - 556 페이지
...other person as may be permitted by the Commission, pursuant to which system all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of such securities. Rules, regulations, and... | |
 | United States - 1989 - 584 페이지
...other person as may be permitted by the Commission, pursuant to which system all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of such securities. Rules, regulations, and... | |
 | 1996 - 850 페이지
...of government, that acts as a custodian 29 CFR Ch. XVII (7-1-96 Edition) of securities in connection with a system for the central handling of securities whereby all securities of a particular class or aeries of any issuer deposited within the system are treated as fungible and may be transferred, loaned,... | |
 | United States - 1997 - 776 페이지
...as may be per36-648 97 - 14 mitted by the Commission, pursuant to which system all securities of any particular class or series of any issuer deposited...system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of such securities. Rules, regulations, and... | |
 | Robert A. Robertson - 2001 - 906 페이지
...agency" also means a securities depository, that: "(i ) acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates, or "(ii) otherwise permits... | |
 | United States - 2004 - 2224 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [Amended by 46 FR 1266. originally... | |
 | 1990 - 904 페이지
...company, or agency or instrumentality of government, that acts as a custodian of securities in connection with a system for the central handling of securities...fungible and may be transferred, loaned, or pledged by bookkeeping entry without physical delivery of securities certificates. [42 PR 54124. Oct. 4, 1977.... | |
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