 | United States - 1953 - 1692 페이지
...of Columbia; (9) Any security exchanged by the issuer with its existing security holders exclusively n assignment and when recorded in the Patent Office the record shall be prima fac for soliciting such exchange; (10) Any security which is issued in exchange for one or more bona fide... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 페이지
...or sale, of a security by an issuer exclusively in exchange with its existing security holders only, where no commission or other remuneration is paid or given directly or indirectly for solciting such exchange. Thus, the proposal which we have made with regard to sales of securities... | |
 | United States. Congress. Senate. Committee on the District of Columbia - 1931 - 1632 페이지
...additional capital stock of a corporation sold or distributed by it among its own stockholders exclusively, where no commission or other remuneration is paid...sale or distribution of such increased capital stock. (e) The sale, transfer, or delivery of any securities to any bank, savings institution, trust company,... | |
 | 1950 - 634 페이지
...following: "(1) The issuance of any security by a public utility in exchange for outstanding securities where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange. "(2) The issuance of any security offered pro rata to existing security... | |
 | United States. Securities and Exchange Commission - 1939 - 1152 페이지
...or distributed by an issuer exclusively to its stockholders where no commission or remuneration was paid or given directly or indirectly in connection with the sale or distribution of such securities. Not only was this provision eliminated from HR 5480 in its revision by the Conference Committee... | |
 | United States - 1955 - 54 페이지
...paragraphs : "(9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange; "(10) Any security which is issued in exchange for one or more bona fide... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1958 - 1474 페이지
...would be exempted as securities 'exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange' ; and the offering and sale of the series C bonds would be exempted by... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 페이지
...companies.] (9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange ; (10) Any security which is issued in exchange for one or more bona fide... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 페이지
...companies.] (9) Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange ; (10) Any security which is issued in exchange for one or more bona fide... | |
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Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange... 
