| United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 ÆäÀÌÁö
...account through a broker or otherwise, shall knowingly make use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly... | |
| United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer... | |
| United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer... | |
| United States - 1987 - 560 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
| Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2023 - 1436 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud. "(b) To make any untrue statement of a material... | |
| Gary M. Lawrence - 2023 - 1506 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue... | |
| United States - 1999 - 742 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer... | |
| Richard D. Atkins - 1995 - 478 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact... | |
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