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µµ¼­ It shall be unlawful for any person, directly or indirectly, by the use of any means...¿¡ ´ëÇØ °Ë»öÇÑ
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 ÆäÀÌÁö
ÀúÀÚ: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 ÆäÀÌÁö
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Foreign Bank Secrecy, Hearing Before the Subcommittee on Financial ...

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 ÆäÀÌÁö
...account through a broker or otherwise, shall knowingly make use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly...
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Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4±Ç

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
Àüüº¸±â - µµ¼­ Á¤º¸

Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4±Ç

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
Àüüº¸±â - µµ¼­ Á¤º¸

Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
Àüüº¸±â - µµ¼­ Á¤º¸

Corporate Internal Investigations

Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2023 - 1436 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud. "(b) To make any untrue statement of a material...
ÀϺκ¸±â - µµ¼­ Á¤º¸

Due Diligence in Business Transactions

Gary M. Lawrence - 2023 - 1506 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue...
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Private Litigation Under the Federal Securities Laws: Hearings Before ..., 4±Ç

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1994 - 902 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the us* of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange. (1) to employ any device, scheme, or artifice to defraud. (2) to make any untrue...
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Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4±Ç

United States - 1999 - 742 ÆäÀÌÁö
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
Àüüº¸±â - µµ¼­ Á¤º¸

The Alleged Transnational Criminal: The Second Biennial International ...

Richard D. Atkins - 1995 - 478 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
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Common Sense Legal Reform Act: Hearings Before the Subcommittee on ..., 4±Ç

United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance - 1995 - 358 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange "(b) to use or imply, in connection with the purchase or sale of any security registered...
Àüüº¸±â - µµ¼­ Á¤º¸




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