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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 130 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — ******** "(b) To use or employ, in connection with the purchase or sale of...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 130 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — and regulations as the Commission may prescribe as necessary or appropriate...
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State and Municipal Securities Regulations: A Conference Between a ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Securities Subcommittee - 1946 - 43 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Administrative Decisions Under Immigration & Nationality Laws, 16권

United States. Department of Justice, United States. Board of Immigration Appeals - 1976
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange ... to use or employ, in connection with the purchase or sale of any security registered...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
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The Code of Federal Regulations of the United States of America

1968
...participating in such a distribution, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, either alone or with one or more other persons, to bid for or purchase for any...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002
...security registered on a national securities exchange, and the use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange to use or employ any such device or contrivance in connection with the purchase...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978
...unlawful for any broker or dealer, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any natkrhal securities exchange, to use or employ, in connection with the purchase or sale of any security...
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United States of America, Plaintiff, Against Henry S. Morgan, Harold Stanley ...

1950 - 4 페이지
...applicable to securities offered over the counter, are as follows : "Sec. 10. It shall be unlawful for any person, directly or indirectly, by use of...or of the mails, or of any facility of any national securities exchange — • ••••» "(b) To use or employ, in connection with the purchase or...
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