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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 45 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1968
...secondary distribution of any security of any issuer, shall, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — (1) Pay or offer or agree to pay, directly or indirectly, to any person any...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 페이지
...shall be unlawful for any person, directly or indirectly, by the use of an; means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S.1178 ..., 22-23권

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Industry in Britain: Organisation and Production

Great Britain. Central Office of Information. Reference Division - 1964 - 21 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securi ties exchange, (1) to employ any device, scheme, or artifice to defraud. 41 (2) to make any...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964
...the act, for any such person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to effect, either alone or with one or more other persons, any transaction or...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967
...unlawful for any broker or dealer, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to use or employ, in connection with the purchase or sale of any security otherwise...
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