 | United States. Securities and Exchange Commission - 1967 - 94 ÆäÀÌÁö
...makes it unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to employ any device, scheme or artifice to defraud in connection with the purchase... | |
 | United States. Supreme Court - 1969
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud, "(b) To make any untrue statement of a material... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1969 - 442 ÆäÀÌÁö
...issuer, any class of whose securities are publicly traded by the use of any means or instrumentality oí interstate commerce, or of the mails, or of any facility of any national securities exchange, to fail to provide personnel and facilities which are reasonably designed to effectuate... | |
 | Ernst von Caemmerer, Max Rheinstein, Soia Mentschikoff, Konrad Zweigert - 1969 - 1132 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, 1. to employ any device, scheme, or artifice to defraud, 2. to make any untrue... | |
 | Practising Law Institute, United States. Economic Development Administration - 1971 - 259 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — "(A) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1970
...account through a broker or otherwise, shall knoiringJ-n make use (if any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly... | |
 | United States. Congress. Senate. Judiciary - 1970 - 459 ÆäÀÌÁö
...shall be unlawful for any person, directly or indirectly by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange * * * "(b) To use or employ, in connection with the purchase or sale of any security... | |
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