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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Full Disclosure of Corporate Equity Ownership and in Corporate ..., 22-23권

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1967 - 257 페이지
...Seeuriites Exchange Act relates only to transactions involving "the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange", it would appear that the scope of any rule adopted pursuant to that section should...
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Compilation of Releases, Commission Opinions, and Other Material Dealing ...

United States. Securities and Exchange Commission - 1967 - 94 페이지
...makes it unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to employ any device, scheme or artifice to defraud in connection with the purchase...
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United States Reports: Cases Adjudged in the Supreme Court, 393권

United States. Supreme Court - 1969
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud, "(b) To make any untrue statement of a material...
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Securities Markets Agencies, Hearings Before the Subcommittee on Commerce ...

United States. Congress. House. Interstate and Foreign Commerce - 1969 - 442 페이지
...issuer, any class of whose securities are publicly traded by the use of any means or instrumentality oí interstate commerce, or of the mails, or of any facility of any national securities exchange, to fail to provide personnel and facilities which are reasonably designed to effectuate...
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Securities Markets Agencies: Hearings, Ninety-first Congress, First Session

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1969 - 442 페이지
...Issuer, any class of whose securities are publicly traded by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to fail to provide personnel and facilities which are reasonably designed to effectuate...
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Ius Privatum Gentium

Ernst von Caemmerer, Max Rheinstein, Soia Mentschikoff, Konrad Zweigert - 1969 - 1132 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, 1. to employ any device, scheme, or artifice to defraud, 2. to make any untrue...
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The Local Economic Development Corporation; Legal and Financial Guidelines

Practising Law Institute, United States. Economic Development Administration - 1971 - 259 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — "(A) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1970
...account through a broker or otherwise, shall knoiringJ-n make use (if any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly...
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Consumer Protection Act of 1970, Hearings... 91-2, on S. 3201, August 27, 28 ...

United States. Congress. Senate. Judiciary - 1970 - 459 페이지
...shall be unlawful for any person, directly or indirectly by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange * * * "(b) To use or employ, in connection with the purchase or sale of any security...
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Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Financial Institutions - 1970 - 350 페이지
...account through a broker or otherwise, shall knowingly make use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly...
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