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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Foreign Bank Secrecy, Hearing Before the Subcommittee on Financial ...

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 350 페이지
...account through a broker or otherwise, shall knowingly make use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange, to execute or cause to be executed, or to effect or cause to be effected, directly...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1993
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
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Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4권

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 639 페이지
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any...
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Corporate Internal Investigations

Dan K. Webb, Robert W. Tarun, Steven F. Molo - 2019 - 1456 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud. "(b) To make any untrue statement of a material...
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The Legal Considerations in Business Financing: A Guide for Corporate Management

Alan S. Gutterman - 1994 - 279 페이지
...registered on a national securities exchange or any security not so registered: It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange, (a) To employ any device, scheme or artifice to defraud, (b) To make any untrue statement of a material fact...
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Private Litigation Under the Federal Securities Laws: Hearings Before ..., 4권

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, United States - 1994 - 888 페이지
...shall be unlawful for any person, directly or indirectly, by the us* of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange. (1) to employ any device, scheme, or artifice to defraud. (2) to make any untrue...
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Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4권

United States - 1999 - 725 페이지
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
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The Alleged Transnational Criminal: The Second Biennial International ...

Richard D. Atkins - 1995 - 449 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
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Common Sense Legal Reform Act: Hearings Before the Subcommittee on ..., 4권

United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance - 1995 - 338 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange "(b) to use or imply, in connection with the purchase or sale of any security registered...
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