검색 이미지 지도 Play YouTube 뉴스 Gmail 드라이브 더보기 »
로그인
도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
전체보기 - 도서 정보

Ferrara on Insider Trading and the Wall

Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy - 2020 - 1014 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . [t]o use or employ, in connection with the purchase or sale of any security...
일부보기 - 도서 정보

Lebendiges Recht: von den Sumerern bis zur Gegenwart : Festschrift für ...

Reinhold Trinkner - 1995 - 824 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue...
일부보기 - 도서 정보

Crime, Justice, and Society

Calvin J. Larson, Gerald R. Garrett - 1996 - 424 페이지
...public interest or for the protection of investors. Further, rule 10b-5 states that it shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange, (a) to employ any device, scheme, or artifice to defraud, (b) to make any untrue statement of a material fact...
일부보기 - 도서 정보

Fundamentals of American Law

New York University. School of Law - 1996 - 666 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange ... (b) To use or employ, in connection with the purchase or sale of any security...
일부보기 - 도서 정보

Compilation of Securities Laws Within the Jurisdiction of the Committee ..., 4권

United States - 1997 - 720 페이지
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities by use of any means or instrumentality of interstate commerce or of the mails, or of any facility of a national securities exchange, directly or indirectly by or through a registered broker or dealer...
전체보기 - 도서 정보

Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of ...

David P. McCaffrey, David W. Hart - 1998 - 224 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
일부보기 - 도서 정보

Asia-Pacific Legal Development

Gerry Ferguson - 1998 - 618 페이지
...directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of any mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
일부보기 - 도서 정보

Art of M and A Due Diligence

Alexandra Reed Lajoux - 2000 - 477 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange: (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact...
일부보기 - 도서 정보

Criminal Law

David C. Brody, James R. Acker, Wayne A. Logan - 2001 - 652 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, [or] . . . (c) To engage in any act, practice, or...
일부보기 - 도서 정보

Role of U.S. Correspondent Banking in International Money Laundering ...

United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations - 2001
...Act of 1933 [15 USC S 77q(a)), directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, to a. employ any device, scheme, or artifice to defraud; b. obtain money or property...
전체보기 - 도서 정보




  1. 내 라이브러리
  2. 도움말
  3. 고급 도서검색
  4. ePub 다운로드
  5. PDF 다운로드