 | 徐冬根, 王国华, 萧凯 - 2005 - 356 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a)To employ any device, scheme, or artifice to defraud, (b)To make any untrue... | |
 | C. Gregory Rogers - 2005 - 384 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, To employ any device, scheme, or artifice to defraud, To make any untrue statement... | |
 | Douglas L. Hammer, Carolyn S. Reiser, Geoffrey W. Haynes, Neil J. Koren - 2005 - 405 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) to use or employ, in connection with the purchase or sale of any security... | |
 | Gregory Lyon, J. J. Du Plessis - 2005 - 218 페이지
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or the mails or of any facility of any national securities exchange, (a) To employ any device, scheme or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | Sverige. Prospektutredningen - 2005 - 151 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any securities exchange, (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue... | |
 | Thomas W. Golden, Steven L. Skalak, Mona M. Clayton, Jessica S. Pill - 2006 - 700 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud, b. To make any untrue statement of a material fact... | |
 | Hui Huang, Robin Hui Huang - 2006 - 356 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) To use or employ, in connection with the purchase or sale of any security... | |
 | James M. Bartos, Jim Bartos - 2006 - 299 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange (1) To employ any device, scheme, or artifice to defraud (2) To make any untrue... | |
 | Darrell R. Larsen - 2005 - 341 페이지
...of rules and regulations prescribed by the Commission, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange.46 Rule 10b-5 prohibits persons from using any means or instrumentality of interstate... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
