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도서 It shall be unlawful for any person, directly or indirectly, by the use of any means...에 대해 검색한
" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 3 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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国际私法

徐冬根, 王国华, 萧凯 - 2005 - 356 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a)To employ any device, scheme, or artifice to defraud, (b)To make any untrue...
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Financial Reporting of Environmental Liabilities and Risks after Sarbanes-Oxley

C. Gregory Rogers - 2005 - 384 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, To employ any device, scheme, or artifice to defraud, To make any untrue statement...
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U.S. Regulation of Hedge Funds

Douglas L. Hammer, Carolyn S. Reiser, Geoffrey W. Haynes, Neil J. Koren - 2005 - 405 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) to use or employ, in connection with the purchase or sale of any security...
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The Law of Insider Trading in Australia

Gregory Lyon, J. J. Du Plessis - 2005 - 218 페이지
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or the mails or of any facility of any national securities exchange, (a) To employ any device, scheme or artifice to defraud, (b) To make any untrue statement of a material fact...
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SOU 2005:018 Prospektansvar

Sverige. Prospektutredningen - 2005 - 151 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any securities exchange, (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue...
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A Guide to Forensic Accounting Investigation

Thomas W. Golden, Steven L. Skalak, Mona M. Clayton, Jessica S. Pill - 2006 - 700 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud, b. To make any untrue statement of a material fact...
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International Securities Markets: Insider Trading Law in China

Hui Huang, Robin Hui Huang - 2006 - 356 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) To use or employ, in connection with the purchase or sale of any security...
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United States Securities Law: A Practical Guide

James M. Bartos, Jim Bartos - 2006 - 299 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange (1) To employ any device, scheme, or artifice to defraud (2) To make any untrue...
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Secondary Market Tax-exempt Asset Securitization for Sponsors, Investors ...

Darrell R. Larsen - 2005 - 341 페이지
...of rules and regulations prescribed by the Commission, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange.46 Rule 10b-5 prohibits persons from using any means or instrumentality of interstate...
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