 Commission may deem necessary in the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the Commission. If the Commission finds that any registered broker or dealer, or any broker...  Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ... - 1902 페이지저자: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974전체보기 - 도서 정보
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 페이지
...withdrawal with the Commission. If the Commission finds that any registered securities information processor is no longer in existence or has ceased to do business in the capacity specified in its application for registration, the Commission, oy order, shall cancel the registration. (5)(A) If... | |
 | United States - 1988 - 552 페이지
...notice of withdrawal with the Commission. If the Commission finds that any self-regulatory organization is no longer in existence or has ceased to do business in the capacity specified in its application for registration, the Commission, by order, shall cancel its registration. Upon the... | |
 | United States - 1997 - 776 페이지
...withdrawal with the Commission. If the Commission finds that any registered securities information processor is no longer in existence or has ceased to do business in the capacity specified in its application for registration, the Commission, by order, shall cancel the registra(5)(A) If any... | |
 | United States - 1973 - 402 페이지
...the Commission. If the Commission finds that any registered broker or dealer, or any broker or dealer for whom an application for registration is pending,...no longer in existence or has ceased to do business as a broker or dealer, the Commission shall by order cancel the registration or application of such... | |
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