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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 145 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...direct or indirect common control with the issuer. (21) "Securities Act of 1933," "Securities Exchange Act of 1934," "Public Utility Holding Company Act...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...excess of the usual and customary distributors' or sellers' commission. As used 'in this paragraph tion shall be punished by a fine of not less than...Imprisonment. Any person who shall willfully make, or (12) The term "dealer" means any person who engages either for all or part of his time, directly or...
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The Laws of Wisconsin

Wisconsin - 1941
...or indirectly for the purpose of evading any provision of this chapter. As used in this subsection, the term "issuer" shall include, in addition to an...indirectly controlling or controlled by the issuer, and any person under direct or indirect common control with the issuer. (6) The distribution of a security...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1948
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an issuer, any person directly or indirectlv controlling or controlled by the issuer, or any person under direct or indirect common control...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949
...of persons. As used in this paragraph, the term "distribution" means a distribution on behalf of the issuer, any person directly or indirectly controlling...direct or indirect common control with the issuer. (b) The exemptions granted by paragraph (a) of this section shall be subject to the condition that,...
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Bank Holding Legislation: Hearings Before the Committee on Banking ..., 파트 1-3

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 830 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...direct or indirect common control with the issuer. (20) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 45 페이지
...trading privileges only. desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Stock Market Study: Hearings Before the Committee on Banking and ..., 파트 2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 1728 페이지
...deems it necessary or desirable, of separate and /or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but in the case of the reports of any person whose methods of accounting are prescribed under the...
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Investigation of Regulatory Commissions and Agencies: Hearings [and Index ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1958
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but in the case of the reports of any person whose methods of accounting are prescribed under the...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1959
...distributor's or seller's commission. As used in this paragraph the term "issuer" shall include hi addition to an issuer, any person directly or indirectly...direct or indirect common control with the issuer. (20) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act...
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