 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 145 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...direct or indirect common control with the issuer. (21) "Securities Act of 1933," "Securities Exchange Act of 1934," "Public Utility Holding Company Act... | |
 | United States - 1953
...excess of the usual and customary distributors' or sellers' commission. As used 'in this paragraph tion shall be punished by a fine of not less than...Imprisonment. Any person who shall willfully make, or (12) The term "dealer" means any person who engages either for all or part of his time, directly or... | |
 | Wisconsin - 1941
...or indirectly for the purpose of evading any provision of this chapter. As used in this subsection, the term "issuer" shall include, in addition to an...indirectly controlling or controlled by the issuer, and any person under direct or indirect common control with the issuer. (6) The distribution of a security... | |
 | United States - 1948
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an issuer, any person directly or indirectlv controlling or controlled by the issuer, or any person under direct or indirect common control... | |
 | 1949
...of persons. As used in this paragraph, the term "distribution" means a distribution on behalf of the issuer, any person directly or indirectly controlling...direct or indirect common control with the issuer. (b) The exemptions granted by paragraph (a) of this section shall be subject to the condition that,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 830 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...direct or indirect common control with the issuer. (20) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act... | |
 | United States - 1955 - 45 페이지
...trading privileges only. desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 1728 페이지
...deems it necessary or desirable, of separate and /or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but in the case of the reports of any person whose methods of accounting are prescribed under the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1958
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but in the case of the reports of any person whose methods of accounting are prescribed under the... | |
 | United States - 1959
...distributor's or seller's commission. As used in this paragraph the term "issuer" shall include hi addition to an issuer, any person directly or indirectly...direct or indirect common control with the issuer. (20) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding Company Act... | |
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As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. 
