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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Securities Activities of Commercial Banks: Hearings Before the Subcommittee ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1976 - 454 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...directly or indirectly controlling or controlled by the i&suer, or any person under direct or indirect common control with the issuer. 230 - CM 'a * — af...
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Unlawful Corporate Payments Act of 1977: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1977 - 266 페이지
...and/or consolidated balance sheets or income accounts of any person directly or indirectly controfcng or controlled by the issuer, or any person under direct...or indirect common control with the issuer. . . J. 10 The term "intemal accounting controls" does not ordinarily encompass all corporate policies and...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 307 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. When the distribution of the securities in respect of which any person is an underwriter is completed...
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Small Business Investment: Hearings Before the Subcommittee on Consumer ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1978 - 285 페이지
...addition, the last sentence of Section 2(ll) provides that the term "issuer", as used in the section, "shall include, in addition to an issuer, any person...direct or indirect common control with the issuer." It is clear from Section 2(ll) that a person will not be treated as an underwriter with respect to...
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ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1461 페이지
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. The rules and regulations of the Commission shall be effective upon publication in the manner which...
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Reports of the Tax Court of the United States, 69권

United States. Tax Court - 1978
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...directly or indirectly controlling or controlled by the iiururr, or any person under direct or indirect common control with the issuer. [Emphasis supplied.]...
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Securities and Exchange Commission Report to Congress on the Accounting ...

United States. Securities and Exchange Commission - 1978 - 1187 페이지
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer, or any person under direct or common control with the issuer * * * . • See also, for example, Sections 13(b) and 17(e)(2) of the...
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ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1461 페이지
...consolidated balance sheets or income accounts of any person directly or indirectly controlling 01 controlled by the issuer, or any person under direct or indirect common coniro with the issuer. The rules and regulations of the Commission shall be effec tive upon publication...
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Small Business Investment: Hearings Before the Subcommittee on Consumer ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1979 - 285 페이지
...addition, the last sentence of Section 2(11) provides that the term "issuer", as used in the section, "shall include, in addition to an issuer, any person...direct or indirect common control with the issuer." It is clear from Section 2(11) that a person will not be treated as an underwriter with respect to...
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Small Business Investment Incentive Act: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1980 - 487 페이지
...securities, the most ccntncoly identified factors 12/ As used in the definition, the term "issuer" includes, in addition to an issuer, "any person directly or...the issuer, or any person under direct or indirect connon control with the issuer." 20 were the resale restrictions iroosed by Rule l44. As mentioned...
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