 | United States - 1987
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | Misao Tatsuta - 2018 - 139 페이지
...unlike the American Act, do not expand the concept of an issuer to include any natural or legal person, directly or indirectly controlling or controlled by...any person under direct or indirect common control 16. SEA, Art. 2(3). 17. The phrase "many and unspecified persons" of Article 2(3) and (4) has been... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 473 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. When the distribution of the securities in respect of which any person is an underwriter is completed... | |
 | United States - 1987
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or... | |
 | United States - 1993
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. The rules and regulations of the Commission shall be effective upon publication in the manner which... | |
 | United States - 1989
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | Alan S. Gutterman - 1994 - 279 페이지
..."affiliates" thereof as follows: "As used in this paragraph [that is, for purposes of defining an underwriter] the term 'issuer' shall include, in addition to an...direct or indirect common control with the issuer." The manner in which the term "underwriter" is defined in Section 2(11) has the following effect: 1.... | |
 | United States - 1997 - 720 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. When the distribution of the securities in respect of which any person is an underwriter is completed... | |
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As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. 
