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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Securitizations: Legal and Regulatory Issues

Patrick D. Dolan, C. VanLeer Davis - 2000 - 1656 페이지
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or...
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Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term 'issuer' shall include, in addition to an...direct or indirect common control with the issuer." 15 USC § 77b(ll). underwriter's counsel has three primary areas of responsibility: the registration...
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Compilation of securities laws within the jurisdiction of the Committee on ...

United States - 2003 - 930 페이지
...distributors' or sellers' commission As used in this paragraph the term "issuer" shall include, ir addition to an issuer, any person directly or indirectly...controlled by the issuer, or any person under direct 01 indirect common control with the issuer. (12) The term "dealer" means any person who engages ei...
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Secondary Market Tax-exempt Asset Securitization for Sponsors, Investors ...

Darrell R. Larsen - 2005 - 341 페이지
...commission." Id. Moreover, the term "issuer," as used in the definition of "underwriter," includes, "in addition to an issuer, any person directly or...direct or indirect common control with the issuer." Id. 34. Id. § 77d(l). 35. See HAZEN, supra note 21, at § 4.30. However, the US Court of Appeals for...
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