 | Patrick D. Dolan, C. VanLeer Davis - 2000 - 1656 페이지
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or... | |
 | Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term 'issuer' shall include, in addition to an...direct or indirect common control with the issuer." 15 USC § 77b(ll). underwriter's counsel has three primary areas of responsibility: the registration... | |
 | United States - 2003 - 930 페이지
...distributors' or sellers' commission As used in this paragraph the term "issuer" shall include, ir addition to an issuer, any person directly or indirectly...controlled by the issuer, or any person under direct 01 indirect common control with the issuer. (12) The term "dealer" means any person who engages ei... | |
 | Darrell R. Larsen - 2005 - 341 페이지
...commission." Id. Moreover, the term "issuer," as used in the definition of "underwriter," includes, "in addition to an issuer, any person directly or...direct or indirect common control with the issuer." Id. 34. Id. § 77d(l). 35. See HAZEN, supra note 21, at § 4.30. However, the US Court of Appeals for... | |
| |
As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. 
