Securities Act: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First Session, on S. 875, a Bill to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce, March 31 to April 8, 1933U.S. Government Printing Office, 1933 - 349페이지 |
도서 본문에서
6 페이지
... persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to rescind the transaction and to obtain the return , either at law or in equity , of any ...
... persons acquiring any securities to which such statement relates , either from the original issuer or from any other person , shall have the right to rescind the transaction and to obtain the return , either at law or in equity , of any ...
7 페이지
... person , corporation , or other entity having a total capital stock issued and outstanding not in excess of $ 100,000 . SEC . 12. That , except as hereinafter otherwise expressly provided , the pro- visions of this Act shall not apply ...
... person , corporation , or other entity having a total capital stock issued and outstanding not in excess of $ 100,000 . SEC . 12. That , except as hereinafter otherwise expressly provided , the pro- visions of this Act shall not apply ...
8 페이지
... person , firm , corporation , associa- tion , or any other entity to carry or cause to be carried or transmitted in inter- state commerce , by or with any means or instruments or agency of transportation or communication , any offer to ...
... person , firm , corporation , associa- tion , or any other entity to carry or cause to be carried or transmitted in inter- state commerce , by or with any means or instruments or agency of transportation or communication , any offer to ...
9 페이지
... persons called upon who may be able to attend . I understand that some of the proponents of the measure , those who prepared it or attended to preparing the measure , are this morning before the House Committee on Interstate and Foreign ...
... persons called upon who may be able to attend . I understand that some of the proponents of the measure , those who prepared it or attended to preparing the measure , are this morning before the House Committee on Interstate and Foreign ...
10 페이지
... person performing the duties of controller . " That would make it all - inclusive . The CHAIRMAN . Very well . We have that suggestion . You may go on with your statement . Mr. TUCKER . The law , in the opinion of controllers , will be ...
... person performing the duties of controller . " That would make it all - inclusive . The CHAIRMAN . Very well . We have that suggestion . You may go on with your statement . Mr. TUCKER . The law , in the opinion of controllers , will be ...
기타 출판본 - 모두 보기
자주 나오는 단어 및 구문
advertising amendment amount application banks bill Blue Sky Laws bonds BREED building and loan BULKLEY BUTLER capital CARTER certificate CHAIRMAN clause commercial paper committee CONGRESS THE LIBRARY corporation court DEAN directors District of Columbia dollars exempt fact Federal Securities Act Federal Trade Commission filed foreign government fraudulent HARVEY HEALY HOLTZOFF income interposing Interstate Commerce Commission investment banker investor issuer J. P. Morgan legislation liability LIBRARY OF CONGRESS loan associations ment offered officer percent person principal proposed provisions purchase question registration statement regulations revocation revoke sale of securities section 14 Securities Act securities issued Senator ADAMS Senator BARKLEY Senator BYRNES Senator CoSTIGAN Senator COUZENS Senator GORE Senator KEAN Senator MCADOO Senator REYNOLDS Senator STEIWER Senator WAGNER Senator WALCOTT sold statute suggest thereof THOMPSON tion transactions TUCKER underwriting United WOODHOUSE York York Stock Exchange
인기 인용구
8 페이지 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
98 페이지 - State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories, or by any person controlled or supervised by and acting as an instrumentality of the Government of the United States...
330 페이지 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
8 페이지 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
347 페이지 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
120 페이지 - Any note, draft, bill of exchange or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions...
50 페이지 - ... (2) Any security issued or guaranteed . by the United States or any Territory thereof, or by the District of Columbia, or by any State of the United States, or by any political subdivision of a State or Territory, or by any public instrumentality of one or more States or Territories...
8 페이지 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.
7 페이지 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
107 페이지 - Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.