 | C. Gregory Rogers - 2005 - 407 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, To employ any device, scheme, or artifice to defraud, To make any untrue statement... | |
 | 徐冬根, 王国华, 萧凯 - 2005 - 372 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a)To employ any device, scheme, or artifice to defraud, (b)To make any untrue... | |
 | Gregory Lyon, J. J. Du Plessis - 2005 - 244 페이지
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or the mails or of any facility of any national securities exchange, (a) To employ any device, scheme or artifice to defraud, (b) To make any untrue statement of a material fact... | |
 | Sverige. Prospektutredningen - 2005 - 164 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any securities exchange, (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue... | |
 | Thomas W. Golden, Steven L. Skalak, Mona M. Clayton, Jessica S. Pill - 2006 - 700 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, a. To employ any device, scheme, or artifice to defraud, b. To make any untrue statement of a material fact... | |
 | James M. Bartos, Jim Bartos - 2006 - 326 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange (1) To employ any device, scheme, or artifice to defraud (2) To make any untrue... | |
 | Darrell R. Larsen - 2005 - 340 페이지
...of rules and regulations prescribed by the Commission, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange.46 Rule 10b-5 prohibits persons from using any means or instrumentality of interstate... | |
 | Hui Huang, Robin Hui Huang - 2006 - 382 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange . . . (b) To use or employ, in connection with the purchase or sale of any security... | |
 | Albert P. Melone, Allan Karnes - 2008 - 724 페이지
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, I. To employ any device, scheme, or artifice to defraud, [or] . . . (c) To engage... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
