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도서 security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness,...에 대해 검색한
" security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 621 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 473 페이지
...profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general, any instrument commonly known as a "security";...
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The Federal Home Loan Bank Board's Proposed Direct Investment Regulation ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1985 - 236 페이지
...subscribe to or purchase such a security; or any warrant or right to subscribe to or purchase such a security; or any certificate of interest or participation in, temporary or interim certificate for, or receipt for any of the foregoing; but does not mean (i) stock issued by a Federal Home Loan Bank,...
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The Federal Home Loan Bank Board's Proposed Direct Investment Regulation ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1985 - 236 페이지
...any such security, warrant, or right is also listed or quoted on such exchange or quotation service; or any certificate of interest or participation in, temporary or interim certificate for, or receipt for such security; (ii) securities issued by any diversified open-end management investment...
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Compilation of Selected Energy-related Legislation, 4권

United States, United States. Congress. House. Committee on Energy and Commerce - 1987
...voting-trust certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general, any instrument commonly known as a...participation in, temporary or interim certificate fa receipt for, guaranty of, assumption of liability on, or warrant or right to subscribe to or purchase,...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988 - 542 페이지
...profit-sharing agreement, collateral-trust certificate, preorganization certificate or subsciption, transferable share, investment contract, voting-trust...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, staddle, option,...
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SEC Reauthorization: Hearing Before the Subcommittee on ..., 4권

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1989 - 262 페이지
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or...
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Effectiveness of Law Enforcement Against Financial Crime: Field ..., 파트 1

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs - 1990
...to subscribe to or purchue such a security; or any warrant or right to subscribe to or purchase such a security: or any certificate of Interest or participation in. temporary or Interim certificate for. br receipt for any of the foregoing: but does not mean (ij stock issued by a Federal Home Lou Bank....
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Securities Firms: Assessing the Need to Regulate Additional Financial Activities

James L. Bothwell - 1992 - 93 페이지
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or...
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Securities Firms: Assessing the Need to Regulate Additional Financial ...

United States. General Accounting Office - 1992 - 93 페이지
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1993
...profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general, any instrument commonly known as a "security!*;...
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