 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 페이지
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorgamzation certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,... | |
 | Dennis J. Block, Michael A. Epstein - 1999 - 2315 페이지
...certificate of interest or participation in any profit-sharing agreement, collateraltrust certificate, pre-organization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or mineral rights, any put, call, straddle, option, or privilege... | |
 | Ismail Dalla - 1995 - 172 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights, any put, call, straddle, option... | |
 | United States - 1997 - 776 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,... | |
 | Robert J. Schwartz, Clifford W. Smith - 1997 - 766 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil. gas. or other mineral rights, any put, call, straddle, option,... | |
 | Michael Himick, Sylvie Bouriaux - 1998 - 222 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,... | |
 | Claus Luttermann - 1998 - 640 페이지
...profit sharing agreement, collateral-trust certificate, preorganization certificate or subsctiption, transferable share, investment contract, voting-trust...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights, any put, call, straddle, option,... | |
 | Ross Buckley - 1999 - 350 페이지
...bond, debenture, evidence of indebtedness, investment contract, ... or, in general, any interest or instrument commonly known as a 'security', or any certificate of interest or participation in ... [or] receipt for ... any of the foregoing." The complete definition is intentionally broad. In... | |
 | Patrick D. Dolan, C. VanLeer Davis - 2000 - 1220 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,... | |
 | John H. Mathias, David M. Kroeger, Matthew M. Neumeier, Jerry J. Burgdoerfer - 2000 - 716 페이지
...lease or in payments out of production under any such title or lease, or in general, any interest or instrument commonly known as a 'security," or any...certificate of interest or participation in, temporary interim certificate for, receipt for guarantee of, or warrant or right to subscribe to or purchase,... | |
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security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... 
