숨겨진 입력란
도서 security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness,...에 대해 검색한
" security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 621 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 2001 - 860 페이지
...interest or participation in any profit-sharing agreement, collateral-trust certificate, ^reorganization certificate or subscription, transferable share, investment...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,...
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E-Bonds: An Introduction to the Online Bond Market

Jake Wengroff - 2002 - 241 페이지
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit, for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or...
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Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 페이지
...which may be made to a maximum of thirtyfive nonaccredited investors, so long as the company provides transferable share, investment contract, voting-trust...certificate, certificate of deposit for a security, fractional undivided interest in oil. gas, or other mineral rights, any put. call, straddle, option,...
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Investment Company Determination Under the 1940 Act: Exemptions and Exceptions

Robert H. Rosenblum - 2003 - 980 페이지
...certificate of interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option,...
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Handbook of Alternate Assets

Mark J. P. Anson - 2003 - 512 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights... Clearly, the purchase of limited...
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U.S. Regulation of Hedge Funds

Douglas L. Hammer - 2005 - 398 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights, any put, call, straddle, option...
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Raising Capital

David E. Vance - 2005 - 408 페이지
...certificate of interest or participation in profit sharing agreement, collateral trust certificate, pre-organization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil...” and so forth for half a page. Almost any interest in anything...
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United States Securities Law: A Practical Guide

James M. Bartos, Jim Bartos - 2006 - 326 페이지
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, ... or, in general, any interest...
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Pass the 6: A Training Guide for the NASD Series 6 Exam

Robert Mark Walker - 2006 - 363 페이지
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable...certificate, certificate of deposit for a security, any put, call, straddle, option, or privilege on any security, certificate of deposit, or group or...
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Aktives Investmentportfolio-Management: Optimierung von Portfolios aus ...

Christian Ohlms - 2006 - 292 페이지
...exchange relating to foreign currency. or. in general, any interest or Instrument commonly known äs a "security", or any certificate of interest or participation in, temporary or Interim certificate for. receipl for. guarantee of, or warrant or right to subscribe to or purchase. any of the foregoing."...
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