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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...issuer, any person directly or indirectly controlling or con* Paragraph (101 orlj-lnally read- "(10) Tbe term •proapeetna' awana any prniipectuii. nMIc* rirrul«f...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 페이지
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...issuer, any person directly or indirectly controlling or conf Paragraph 110) originally read: "(10) Tb« term "proaptetna' mennn ant proMpectun, notice, circular,...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S.1178 ..., 22-23권

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 페이지
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...issuer, any person directly or indirectly controlling or con' Paragraph (10) orlglnallr rend: "(10) Tbc term 'prospectai' Bronn Bny prn«pectu«, notice, circular,...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 페이지
...No. 077, 83d Cong. »Public No. 577, 83d Cong., added "offen or" before "sells" in first sentence. the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., 22-23권

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 페이지
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but insofar as they relate to any common carrier subject to the provisions of section 20 of the Interstate...
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The Interstate Commcerce Act: Together with Text of Supplmentary Acts and ...

United States - 1966
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Reports of the Tax Court of the United States, 72권

United States. Tax Court - 1979
...participation in any such undertaking." For the purpose of section 2(11), the term "issuer" includes, in addition to an issuer, "any person directly or...direct or indirect common control with the issuer." A distribution of stock within a relatively short time after acquisition would be evidence that it...
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Role of Giant Corporations: Hearings, Ninety-first Congress, First ..., 2권,파트 2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 페이지
...deems It necessary or desirable, of separate and/or consolidated balance sheets or income accounts of trumentality of interstate comnerce or of any facility of a national securities exchange or otherwise common control with the issuer ; but in the case of the reports of any person whose methods of accounting...
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