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도서 As used in this paragraph the term "issuer" shall include, in addition to an issuer,...에 대해 검색한
" As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - 590 페이지
저자: United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 페이지
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Compilation of Releases Dealing with Matters Frequently Arising Under the ...

United States. Securities and Exchange Commission - 1970 - 120 페이지
...Securities Act of 1933. The last sentence of section 2(11) reads as follows : As used in this paragraph the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. This sentence, by defining an underwriter to include a person purchasing from one in a control relation...
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Reports of the United States Tax Court, 69권

United States. Tax Court - 1978 - 1134 페이지
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...person directly or indirectly controlling or controlled by tiie issuer, or any person under direct or indirect common control with the issuer. [Emphasis supplied.]...
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The Financial Collapse of the Penn Central Company, Staff Report of the ...

United States. Congress. House. Interstate and Foreign Commerce - 1972 - 426 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or Indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1972 - 972 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Inaccurate and Unfair Billing Practices: Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Banking, Housing and Urban Affairs. Subcommittee on Consumer Credit - 1973 - 484 페이지
...lease or service transaction in which the seller, lessor or person rendering the service is the card issuer or any person under direct or Indirect common control with the card issuer or who is a franchised dealer in the card issuer's products or services or who through...
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Inaccurate and Unfair Billing Practices, Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1973 - 494 페이지
...lease or service transaction in which the seller, lessor or person rendering the service is the card issuer or any person under direct or indirect common control with the card issuer or who is a franchisee! dealer in the card issuer's products or services or who through...
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Investment Advisers Act of 1940, as in Effect July 1, 1974

United States. Securities and Exchange Commission - 1974 - 36 페이지
...customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall finclude in addition to an issuer, any person directly or indirectly...person under direct or indirect common control with the issuer.3 (21) "Securities Act of 1933", "Securities Exchange Act of 1934", "Public Utility Holding...
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Hearings, Reports and Prints of the Senate Committee on Government Operations

United States. Congress. Senate. Committee on Government Operations - 1974 - 970 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ...

United States. Congress. Senate. Government Operations Committee - 1974 - 1316 페이지
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Securities Activities of Commercial Banks, Hearings Before the ..., 22-23권

1975 - 472 페이지
...in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer" shall include in addition to an...direct or indirect common control with the issuer. S e ? 2 OÍ 'S72 £.* 1 o • § § 2 § !| i OD M ^ O 'S <c 'S fc C ^ * —. 1~ «00 g •< A 03 w...
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